Siddharth Mehta
Professional summary
Siddharth Mehta is a registered financial advisor currently at WISDOM OAK FUND MANAGEMENT LLC located in Houston, Texas.
Siddharth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Siddharth has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Siddharth Mehta's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2025 - Present
WISDOM OAK FUND MANAGEMENT LLC
September 12, 2023 - November 16, 2023
NEXT FINANCIAL GROUP, INC.
February 1, 2021 - December 31, 2024
WISDOM OAK FUND MANAGEMENT LLC
January 2, 2019 - June 4, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 2, 2019 - June 4, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 26, 2018 - December 6, 2018
MORGAN STANLEY
January 2, 2018 - December 6, 2018
MORGAN STANLEY
March 21, 2015 - June 24, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/13/2025)
Exams
Current Firm
WISDOM OAK FUND MANAGEMENT LLC
CRD#: 309446 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 32,468 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
