Trevor J. Walters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor Jacob Walters, who also goes by Trevor Walters, was a registered financial professional .
Trevor is a previously registered financial professional and started their career in finance in 2016. Trevor had worked at 2 firms and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2018 - November 18, 2021
ROUND
February 17, 2016 - May 3, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ROUND
CRD#: 285935 / SEC#: 801-110631
Contact information
Red Flags
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