SM
Sarah K. Mace
FORGE SECURITIES LLC
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 6347575
SM
Professional summary
Sarah Kinley Mace, who also goes by Sally Kinley Mace, is a registered financial professional currently at FORGE SECURITIES LLC located in San Francisco, California.
Sarah is registered as a RR (Registered Representative) and started their career in finance in 2015. Sarah has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Sally Kinley Mace
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sarah Kinley Mace's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2018 - Present
FORGE SECURITIES LLC
Office #1: 4 Embarcadero Center Suite 1500, San Francisco, CA 94111BD
CRD#: 134596
San Francisco, CA
Past
September 9, 2015 - May 8, 2018
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
BD
CRD#: 16139
SAN FRANCISCO, CA
Past
August 17, 2015 - September 12, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SAN FRANCISCO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/10/2021)
RR
Alaska(10/10/2021)
RR
Arizona(4/20/2020)
RR
Arkansas(10/10/2021)
RR
California(5/31/2018)
RR
Colorado(10/10/2021)
RR
Connecticut(10/30/2019)
RR
Delaware(1/15/2020)
RR
District of Columbia(10/10/2021)
RR
Florida(5/30/2019)
RR
Georgia(1/21/2020)
RR
Hawaii(7/7/2020)
RR
Idaho(10/10/2021)
RR
Illinois(1/29/2019)
RR
Indiana(10/10/2021)
RR
Iowa(9/3/2019)
RR
Kansas(12/18/2019)
RR
Kentucky(10/10/2021)
RR
Louisiana(10/10/2021)
RR
Maine(10/10/2021)
RR
Maryland(1/15/2019)
RR
Massachusetts(6/18/2020)
RR
Michigan(8/20/2019)
RR
Minnesota(10/11/2019)
RR
Mississippi(10/10/2021)
RR
Missouri(6/16/2020)
RR
Montana(10/10/2021)
RR
Nebraska(10/10/2021)
RR
Nevada(10/10/2021)
RR
New Hampshire(7/17/2020)
RR
New Jersey(1/22/2019)
RR
New Mexico(10/10/2021)
RR
New York(5/31/2018)
RR
North Carolina(10/10/2021)
RR
North Dakota(10/10/2021)
RR
Ohio(10/12/2021)
RR
Oklahoma(10/10/2021)
RR
Oregon(11/8/2019)
RR
Pennsylvania(11/27/2018)
RR
Puerto Rico(10/10/2021)
RR
Rhode Island(4/20/2021)
RR
South Carolina(1/29/2020)
RR
South Dakota(11/21/2019)
RR
Tennessee(10/10/2021)
RR
Texas(7/23/2018)
RR
Utah(1/7/2021)
RR
Vermont(10/10/2021)
RR
Virgin Islands(10/10/2021)
RR
Virginia(12/14/2020)
RR
Washington(2/7/2020)
RR
West Virginia(10/10/2021)
RR
Wisconsin(9/30/2019)
RR
Wyoming(8/23/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FS
FORGE SECURITIES LLC
FORGE SECURITIES LLC | SHARESPOST FINANCIAL CORPORATION | PERLINSKI & ASSOCIATES
CRD#: 134596 / SEC#: , 8-66846
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4 Embarcadero Center Suite 1500, San Francisco, CA 94111
Mailing Address
4 Embarcadero Center Suite 1500, San Francisco, CA 94111
Phone number
(800) 279-7754
Established
Delaware since 06/03/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
