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MS

Mun Hoe Sze Tho

ALKALI PARTNERS.
Beaverton, OR 97229
Some features on this profile are disabled
CRD#: 6347542
MS

Professional summary

Mun Hoe Sze Tho, who also goes by Mun Ho Sze Tho, is a registered financial professional currently at ALKALI PARTNERS, LLC. located in Beaverton, Oregon.

Mun Hoe is registered as a RR (Registered Representative) and started their career in finance in 2014. Mun Hoe has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mun Ho Sze Tho

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mun Hoe Sze Tho's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 14, 2021 - Present

ALKALI PARTNERS, LLC.

Office #1: 500 Sw 116th Ave., Suite 273, Beaverton, OR 97229
BD
CRD#: 299064
Beaverton, OR
Past

September 25, 2018 - April 2, 2019

EQUITEQ SECURITIES LLC

BD
CRD#: 283799
New York, NY
Past

August 4, 2014 - March 7, 2016

DOMINICK & DICKERMAN LLC

BD
CRD#: 7344
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(9/27/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 9/21/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/25/2018
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AP
ALKALI PARTNERS, LLC.
ALKALI PARTNERS, LLC.

CRD#: 299064 / SEC#: , 8-70225

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
500 Sw 116th Ave., Suite 273, Beaverton, OR 97229
Mailing Address
500 Sw 116th Ave., Suite 273, Beaverton, OR 97229
Phone number
(415) 967-3455
Established
Oregon since 03/23/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HUBBELL, SHANE LORINGPRESIDENT/CCO5574266
GEORGE, KENNETH RONALDFINOP/PFO/POO2643369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALKALI PARTNERS, LLC.

CRD#: 299064Beaverton, OR 97229

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