Kimberly A. Iervoline

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CRD#: 6347502

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kimberly Ann Iervoline was a registered financial professional .

Kimberly is a previously registered financial professional and started their career in finance in 2014. Kimberly had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 9, 2014 - July 30, 2014

RAYMOND C. FORBES & CO., INC.

CRD#: 33090

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

RAYMOND C. FORBES & CO., INC.

CRD#: 33090 / SEC#: , 8-25064

Terminated by SEC on 08/03/2015

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 10/28/1976

Firm type

Corporation

Fiscal year end

September

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
RAYMOND C. FORBES GST TRUST FBO C. FORBES	SHAREHOLDER
RAYMOND C. FORBES GST TRUST FBO M. FORBES	SHAREHOLDER
RAYMOND C. FORBES GST TRUST FBO P.J. FORBES	SHAREHOLDER
RAYMOND C. FORBES GST TRUST FBO P.M. FORBES	SHAREHOLDER
RAYMOND C. FORBES GST TRUST FBO R. FORBES	SHAREHOLDER
FORBES, MARIE-REGINA	PRESIDENT/FINOP/TREAS/CFO/COO; SHAREHOLDER	2106108
FORBES, PATRICIA MARY	CHIEF COMPLIANCE OFFICER; SROP/CROP; SECRETARY; SHAREHOLDER	2241513
FORBES, PATRICK JOSEPH	VICE PRESIDENT SHAREHOLDER	1940215

Disclosures

Regulatory Event

Red Flags

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