Brian J. Pavelko
Professional summary
Brian James Pavelko is a registered financial professional currently at NI ADVISORS located in Milpitas, California.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2014. Brian has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian James Pavelko's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2022 - Present
NI ADVISORS
Office #1: 1138 Cadillac Court, Milpitas, CA 95035-3058September 20, 2018 - March 3, 2022
SW FINANCIAL
February 7, 2018 - April 17, 2018
DEMOCRACY FUNDING LLC
June 7, 2014 - August 1, 2016
REALTA EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/13/2022)
Exams
FINRA
Current Firm
NI ADVISORS
CRD#: 134502 / SEC#: , 8-66841
Contact information
FINRA licenses (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 3,560,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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