Megan L. Mullan
Professional summary
Megan Lee Mullan, who also goes by Megan Mullan, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Baltimore, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Megan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Megan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Megan Lee Mullan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2020 - Present
T. ROWE PRICE ASSOCIATES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231January 22, 2020 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231October 27, 2017 - December 31, 2019
HARBOR INVESTMENT ADVISORY, LLC
October 27, 2017 - December 31, 2019
HARBOR INVESTMENT ADVISORY, LLC
November 11, 2015 - October 30, 2017
T. ROWE PRICE ADVISORY SERVICES, INC.
November 11, 2015 - October 30, 2017
T. ROWE PRICE INVESTMENT SERVICES, INC.
May 8, 2015 - September 21, 2015
MCADAM LLC
December 15, 2014 - July 13, 2015
PURSHE KAPLAN STERLING INVESTMENTS
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
