John O. Garvey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John O Garvey was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2016. John had worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2022 - January 26, 2024
VESTOR CAPITAL, LLC
April 19, 2021 - December 31, 2021
VESTOR CAPITAL, LLC
January 1, 2016 - May 29, 2020
VESTOR CAPITAL SECURITIES, LLC
Primary Firm SEC Registration
VESTOR CAPITAL, LLC
CRD#: 165855 / SEC#: 801-77335
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 12/29/2015
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
VESTOR CAPITAL, LLC
CRD#: 165855 / SEC#: 801-77335
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,472 |
| AUM (Assets Under Management) | $ 2,081,002,554 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
