Shawn K. Clarke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Kennedy Clarke was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 2014. Shawn had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2020 - September 28, 2022
SCA DEVELOPMENT, LLC
October 20, 2016 - April 2, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 21, 2015 - April 2, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 15, 2014 - May 4, 2015
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SCA DEVELOPMENT, LLC
CRD#: 35451 / SEC#: , 8-46677
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
