CD
Calvin B. Davis
NORRIS FINANCIAL GROUP
Greenville, SC 29601
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CRD#: 6346388
CD
Professional summary
Calvin Benjamin Davis is a registered financial advisor currently at NORRIS FINANCIAL GROUP, LLC located in Greenville, South Carolina and OSAIC WEALTH, INC. located in Greenville, South Carolina.
Calvin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Calvin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NORRIS FINANCIAL GROUP POSITION: Investment Adviser Representative NATURE: Investment Advisor and Norris Financial Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 195 START DATE: 08/21/2017 ADDRESS: 605 N Main Street, Greenville SC 29601, United States DESCRIPTION: I am an Investment Adviser Representative managing client funds for a fee. 2) CALVIN DAVIS POSITION: Insurance agent NATURE: Employee at Norris Financial Group INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 08/21/2017 ADDRESS: 605 N Main Street, Greenville SC 29601, United States DESCRIPTION: I sell insurance to clients as it relates to their individual needs.
CRS (Client Relationship Summary) - RIA
Click below to view Calvin Benjamin Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2017 - Present
NORRIS FINANCIAL GROUP, LLC
Office #1: 605 N. Main Street, Greenville, SC 29601RIA
CRD#: 129422
Greenville, SC
Current
August 18, 2017 - Present
OSAIC WEALTH, INC.
Office #1: 605 North Main St., Greenville, SC 29601RIA
BD
CRD#: 23131
Greenville, SC
Past
June 11, 2015 - August 23, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
COLUMBIA, SC
Past
April 22, 2015 - August 23, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
COLUMBIA, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NORRIS FINANCIAL GROUP, LLC
NORRIS FINANCIAL GROUP, LLC
CRD#: 129422 / SEC#: 801-112958
RIA
Registered Investment Advisory firm - (4/25/2018 Approved)Louisiana
Registered Investment Advisory firm - (12/31/2018 Terminated)Ohio
Registered Investment Advisory firm - (1/1/2019 Terminated)South Carolina
Registered Investment Advisory firm - (12/31/2018 Terminated)Texas
Registered Investment Advisory firm - (5/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2024)
RR
California(9/17/2019)
RR
Colorado(5/28/2019)
RR
Florida(5/28/2019)
RR
Georgia(5/24/2021)
RR
Illinois(2/27/2024)
RR
Louisiana(10/14/2021)
RR
North Carolina(3/5/2020)
RR
South Carolina(8/18/2017)
IAR
South Carolina(9/26/2017)
RR
Virginia(9/8/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NORRIS FINANCIAL GROUP, LLC
NORRIS FINANCIAL GROUP, LLC
CRD#: 129422 / SEC#: 801-112958
RIA
Registered Investment Advisory firm - (4/25/2018 Approved)Louisiana
Registered Investment Advisory firm - (12/31/2018 Terminated)Ohio
Registered Investment Advisory firm - (1/1/2019 Terminated)South Carolina
Registered Investment Advisory firm - (12/31/2018 Terminated)Texas
Registered Investment Advisory firm - (5/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
605 N. Main Street, Greenville, SC 29601
Mailing Address
Phone number
(864) 235-6408
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 879 |
| AUM (Assets Under Management) | $ 251,609,978 |
Red Flags
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Company Information
NORRIS FINANCIAL GROUP, LLC
CRD#: 129422Greenville, SC 29601TRUST BUT VERIFY
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