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Steven Andrew Hermann

Steven A. Hermann

STEVEN HERMANN ADVISORY
COLUMBIA, MO
Some features on this profile are disabled
CRD#: 6346124
Steven Andrew Hermann

Professional summary

Steven Andrew Hermann, who also goes by Steven Hermann, is a registered financial advisor currently at STEVEN HERMANN ADVISORY located in Columbia, Missouri.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Steven has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Steven Hermann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Andrew Hermann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2026 - Present

STEVEN HERMANN ADVISORY

RIA
CRD#: 340674
COLUMBIA, MO
Past

August 27, 2020 - May 5, 2026

PROPARTNERS WEALTH

RIA
CRD#: 309875
COLUMBIA, MO
Past

August 28, 2015 - July 24, 2020

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
COLUMBIA, MO
Past

June 14, 2014 - July 24, 2020

NYLIFE SECURITIES LLC

BD
CRD#: 5167
COLUMBIA, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(3/2/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/15/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/27/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/30/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/14/2014
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SH
STEVEN HERMANN ADVISORY
STEVEN HERMANN ADVISORY | STEVEN HERMANN ADVISORY LLC

CRD#: 340674 / SEC#:

Missouri
Registered Investment Advisory firm - (3/2/2026 Approved)
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Contact information

Main Address
Columbia, MO
Mailing Address
Phone number
(573) 746-1099
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STEVEN HERMANN ADVISORY

CRD#: 340674Columbia, MO

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