David M. Thomson
Professional summary
David M Thomson is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Houston, Texas.
David is registered as a RR (Registered Representative) and started their career in finance in 2014. David has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David M Thomson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2016 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 2929 Allen Parkway, Houston, TX 77019November 5, 2014 - March 4, 2016
VALIC FINANCIAL ADVISORS, INC.
August 26, 2014 - March 4, 2016
VALIC FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2016)
Exams
FINRA
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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