Edward G. Smith

R M DAVIS

Portland, ME 04101-4069

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CRD#: 6345617

Professional summary

Edward G Smith, CFP®, who also goes by Edward Graham Smith, Teddy Graham Smith, is a registered financial advisor currently at R M DAVIS INC located in Portland, Maine.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Edward has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Edward Graham Smith | Teddy Graham Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward G Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

February 1, 2024 - Present

R M DAVIS INC

Office #1: 24 City Center, Portland, ME 04101-4069

RIA

CRD#: 105448

Portland, ME

Past

November 16, 2021 - October 3, 2023

MORGAN STANLEY

RIA

CRD#: 149777

Middleton, MA

Past

November 16, 2021 - October 2, 2023

MORGAN STANLEY

CRD#: 149777

Middleton, MA

Past

July 20, 2020 - November 17, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

July 20, 2020 - November 17, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

Past

April 26, 2016 - December 10, 2018

EATON VANCE MANAGEMENT

RIA

CRD#: 104859

BOSTON, MA

Past

December 8, 2015 - December 10, 2018

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

R M DAVIS INC

DAVIS R M INC | R M DAVIS INC | R M DAVIS

CRD#: 105448 / SEC#: 801-13878

RIA

Registered Investment Advisory firm - (6/30/1978 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(2/15/2024)

IAR

New Hampshire
(2/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/13/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/8/2015

General Securities Representative Examination

Current Firm

R M DAVIS INC

DAVIS R M INC | R M DAVIS INC | R M DAVIS

CRD#: 105448 / SEC#: 801-13878

RIA

Registered Investment Advisory firm - (6/30/1978 Approved)

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Contact information

Main Address

24 City Center, Portland, ME 04101-4069

Mailing Address

Phone number

(207) 774-0022

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

R.M. DAVIS, INC. BROCHURE (6/25/2025)

Regulatory assets under management

Total Number of Accounts	5,881
AUM (Assets Under Management)	$ 7,267,414,894

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
11/26/2024	Cover Page	Report
12/22/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward G. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward G Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EATON VANCE MANAGEMENT

EATON VANCE DISTRIBUTORS, INC.

Primary Firm SEC Registration

R M DAVIS INC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/13/2016

SIE

Date: 10/1/2018

Series 7

Date: 12/8/2015

Current Firm

R M DAVIS INC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

R M DAVIS INC

TRUST BUT VERIFY

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