SZ
Sara Zappani
KESTRA ADVISORY SERVICES
Naperville, IL 60563
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CRD#: 6345282
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Sara ZappaniKESTRA ADVISORY SERVICES
Professional summary
Sara Zappani is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Naperville, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Naperville, Illinois.
Sara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Sara has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Partners Wealth Management Investment Related: Yes Address: 1700 Park St. Suite 200 Naperville IL 60563 Nature of Business: Registered Field Assistant Position, Title or Relationship: Office Manager Start Date: 6/3/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I manage the day-to-day functions of the headquarters of Partners Wealth Management. Including scheduling appointments, updating client files, assisting advisors on what they need. Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Bldg, Bldg. 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 6/1/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Work with Kestra to ensure client services are met. Name: SORELLE DEVELOPEMENT, LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 03/09/2021 ADDRESS: 300 N FERNDALE AVE, ELMHURST IL 60126-2102, United States DESCRIPTION: As a member of the LLC, my duty is to research potential properties and once a property is found, I will aid in organizing the development in the property and help manage the day to day activities. Name: SARA ZAPPANI POSITION: Independent Contractor NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2026 ADDRESS: M1 Finance LLC, 200 N LaSalle St. Ste. 810, Chicago IL 60601, United States DESCRIPTION: M1 will provide a hypothetical financial scenario to contractor that was generated by their AI software. I will verify any financial advice and scenarios, and provide quality assurance of such advice and scenarios. All scenarios are hypothetical.
CRS (Client Relationship Summary) - RIA
Click below to view Sara Zappani's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1700 Park St., Ste. 200, Naperville, IL 60563RIA
CRD#: 283330
Naperville, IL
Current
October 10, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1700 Park Street Suite 200, Naperville, IL 60563BD
CRD#: 42046
NAPERVILLE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(12/22/2016)
IAR
Illinois(12/22/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
