LV
Lisa M. Vorce
THRIVENT INVESTMENT MANAGEMENT
Murphysboro, IL 62966
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CRD#: 6345201
LV
Professional summary
Lisa Marie Vorce, who also goes by Lisa Marie Lautner, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Murphysboro, Illinois.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Lisa has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lisa Marie Lautner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LITTLE BLACK BOOK: WOMEN IN BUSINESS POSITION: Programming Liason NATURE: Membership organization professional organization for women committed to improving themselves and their community through networking, self development and charity work. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/17/2023 ADDRESS: 1600 Mid Rivers Mall Dr, #2088A, St. Peters MO 63376, United States DESCRIPTION: Collaborate with Chapter President and chapter leadership team to determine speakers, activities, content at the local Coffee & Connections and Membership Only Meetings.Quarterly EDEN'S GLORY POSITION: Committee Member NATURE: Eden's Glory is a non-profit organization that helps people who have been removed from the sex trafficking trade reacclimate into society. They provide counseling services, food and have a home for residents. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/29/2025 ADDRESS: 214 N 3rd St, Greenville IL 62246, United States DESCRIPTION: Once monthly I will attend a zoom call with other committee members where they discuss their fundraising projects. Along with the other team members, I will assist in coordinating and providing input on how to improve the events to improve processes and outcomes for growth. FIRST PRIORITY OF METRO EAST STL POSITION: Board Member NATURE: First Priority is a non-profit 501c3 organization that focuses on evangelistic public school clubs where students lead discussions on Christ to other students. There are teacher sponsors and coaches who help facilitate the meetings. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2025 ADDRESS: Box 23, Belleville IL 62222, United States DESCRIPTION: I will attend board meetings on a monthly basis with a primary focus around fundraising ideas for the chapter. During the board meeting, there are other people who will serve as the treasurer, president and secretary. I will assist in leading and assisting in fundraisers such as a trivia night or a golf tournament. It is an advisory role, non-voting.
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Marie Vorce's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lisa Marie Vorce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2019 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1400 N Wood Rd, Murphysboro, IL 62966Office #2: 3240 Hedley Rd, Springfield, IL 62711Office #3: 784 Wall St, O'fallon, IL 62269RIA
BD
CRD#: 18387
Murphysboro, IL
Current
July 25, 2019 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1400 N Wood Rd, Murphysboro, IL 62966Office #2: 3240 Hedley Rd, Springfield, IL 62711Office #3: 784 Wall St, O'fallon, IL 62269RIA
BD
CRD#: 18387
Murphysboro, IL
Past
July 29, 2016 - April 5, 2019
VISIONARY WEALTH ADVISORS, LLC
RIA
CRD#: 169610
O'Fallon, IL
Past
July 23, 2015 - October 20, 2016
FINANCIAL ENGINES ADVISOR CENTER, LLC
RIA
CRD#: 109238
SHILOH, IL
Past
June 4, 2014 - September 8, 2015
THE MUTUAL FUND STORE
RIA
CRD#: 120225
SHILOH, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/30/2025)
RR
Arizona(9/9/2019)
RR
California(6/20/2025)
RR
Colorado(1/22/2021)
RR
Florida(9/10/2019)
RR
Georgia(7/24/2024)
RR
Illinois(8/21/2019)
IAR
Illinois(9/17/2019)
RR
Indiana(11/12/2024)
RR
Iowa(7/17/2025)
RR
Kansas(10/6/2021)
RR
Michigan(9/11/2019)
RR
Minnesota(4/25/2023)
RR
Missouri(10/24/2019)
RR
North Carolina(7/7/2025)
RR
South Carolina(1/4/2024)
RR
Tennessee(6/26/2025)
RR
Texas(1/21/2021)
IAR
Texas(1/21/2021)
RR
Wisconsin(7/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/24/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
