Thomas E. Reitzes
HORAN WEALTH | Financial Advisor
CINCINNATI, OH 45236
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CRD#: 6345096
Professional summary
Thomas Edward Reitzes, CFP® is a registered financial advisor currently at HORAN WEALTH, LLC located in Cincinnati, Ohio and M HOLDINGS SECURITIES, INC. located in Cincinnati, Ohio.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Thomas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Tax Planning Strategies
Wealth Preservation Strategies
Business Retirement Plans
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) St. Joseph Crescent Springs Catholic Church; 2470 Lorraine Ct.,Crescent Springs, KY, 41017; Not Investment-Related; Board Member; Finance Committee; Discuss budget and financial statements; 11/1/2022; 1 ho/mo; 0 ho/mo during trading hours. 2) Julie Learning Center; 1601 Dixie Hwy, Park Hills, KY 41011; Board Member; Treasurer; Not investment related; Works on budgeting and analyzing statement of financial position for the pre-school; 10/03/2022; 1 ho/mo; 0 ho/mo during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Edward Reitzes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
July 8, 2025 - Present
HORAN WEALTH, LLC
Office #1: 8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236RIA
CRD#: 333974
CINCINNATI, OH
Current
March 3, 2025 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 8044 Montgomery Road Suite 640, Cincinnati, OH 45236RIA
BD
CRD#: 43285
Cincinnati, OH
Past
September 11, 2023 - July 7, 2025
HORAN SECURITIES, INC.
RIA
CRD#: 40794
CINCINNATI, OH
Past
September 11, 2023 - February 28, 2025
HORAN SECURITIES, INC.
BD
CRD#: 40794
CINCINNATI, OH
Past
October 17, 2016 - September 1, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Crestview Hills, KY
Past
July 19, 2016 - September 1, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Crestview Hills, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HORAN WEALTH, LLC
HORAN WEALTH, LLC
CRD#: 333974 / SEC#: 801-132367
RIA
Registered Investment Advisory firm - (4/9/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(7/8/2025)
IAR
Colorado(7/8/2025)
RR
Connecticut(5/16/2025)
IAR
Connecticut(7/8/2025)
RR
Florida(3/3/2025)
IAR
Illinois(7/8/2025)
RR
Indiana(3/3/2025)
IAR
Indiana(7/8/2025)
RR
Kentucky(3/3/2025)
IAR
Kentucky(7/8/2025)
IAR
Louisiana(7/8/2025)
IAR
Michigan(7/8/2025)
IAR
North Carolina(7/8/2025)
RR
Ohio(3/4/2025)
IAR
Ohio(7/10/2025)
IAR
Pennsylvania(7/8/2025)
IAR
Texas(7/8/2025)
IAR
Virginia(7/8/2025)
RR
Washington(3/3/2025)
IAR
Washington(7/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HORAN WEALTH, LLC
HORAN WEALTH, LLC
CRD#: 333974 / SEC#: 801-132367
RIA
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Contact information
Main Address
8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236
Mailing Address
Phone number
(513) 745-0707
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,364 |
| AUM (Assets Under Management) | $ 1,449,490,536 |
Red Flags
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Company Information
HORAN WEALTH, LLC
Financial AdvisorCRD#: 333974Cincinnati, OH 45236TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
