HM
Henry F. Mallory
GRAFINE CAPITAL PARTNERS
London, SW1Y 4RG
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CRD#: 6344580
HM
Professional summary
Henry Francis Mallory is a registered financial professional currently at GRAFINE CAPITAL PARTNERS LLC .
Henry is registered as a RR (Registered Representative) and started their career in finance in 2024. Henry has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Henry Francis Mallory's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2024 - Present
GRAFINE CAPITAL PARTNERS LLC
Office #1: 53 Davies Street, London, SW1Y 4RGBD
CRD#: 302046
London,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/26/2024)
RR
Arizona(11/26/2024)
RR
California(10/30/2024)
RR
Connecticut(11/26/2024)
RR
Delaware(11/26/2024)
RR
Florida(10/30/2024)
RR
Georgia(11/26/2024)
RR
Hawaii(11/26/2024)
RR
Illinois(11/26/2024)
RR
Indiana(11/26/2024)
RR
Kansas(11/26/2024)
RR
Louisiana(11/26/2024)
RR
Maryland(11/26/2024)
RR
Massachusetts(11/26/2024)
RR
Michigan(11/26/2024)
RR
Missouri(11/26/2024)
RR
New Hampshire(11/26/2024)
RR
New Jersey(10/30/2024)
RR
New Mexico(11/26/2024)
RR
New York(10/10/2024)
RR
North Carolina(11/26/2024)
RR
Ohio(11/26/2024)
RR
Oregon(11/26/2024)
RR
Pennsylvania(11/26/2024)
RR
Rhode Island(11/26/2024)
RR
Tennessee(11/26/2024)
RR
Texas(10/30/2024)
RR
Virginia(11/26/2024)
RR
Washington(11/26/2024)
RR
Wisconsin(11/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/12/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GC
GRAFINE CAPITAL PARTNERS LLC
GRAFINE CAPITAL ADVISORS LLC | GRAFINE CAPITAL PARTNERS LLC
CRD#: 302046 / SEC#: , 8-70410
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
654 Madison Avenue Suite 1201, New York, NY 10065
Mailing Address
654 Madison Avenue Suite 1201, New York, NY 10065
Phone number
(212) 235-2045
Established
Delaware since 01/31/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (30 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
