William C. Warrick
KOINONIA FINANCIAL
The Woodlands, TX 77381
Some features on this profile are disabled
CRD#: 6344208
Professional summary
William Cody Warrick, CFP®, who also goes by W. Cody Warrick, Cody Warrick, is a registered financial advisor currently at KOINONIA FINANCIAL located in The Woodlands, Texas and LPL FINANCIAL LLC located in The Woodlands, Texas.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. William has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
W. Cody Warrick | Cody Warrick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 07/10/2018 - KOINONIA FINANCIAL - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2018 - 160 Hours Per Month/ 8 Hours During Trading 2. 07/31/2018 - KOINONIA FINANCIAL - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 08/01/2018 - 160 Hours Per Month/ 8 Hours During Trading - I provide administrative services through KOINONIA FINANCIAL, an independent investment advisor firm. I started this business activity on 7/31/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 11/13/2023 - Koinonia Wealth, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 09/01/2020 - 40 Hours Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view William Cody Warrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
January 1, 2021 - Present
KOINONIA FINANCIAL
Office #1: 8505 Technology Forest Pl. Ste. 201, The Woodlands, TX 77381RIA
CRD#: 312136
The Woodlands, TX
Current
July 24, 2018 - Present
LPL FINANCIAL LLC
Office #1: 8505 Technology Forest Pl #201, The Woodlands, TX 77381-1158RIA
BD
CRD#: 6413
The Woodlands, TX
Past
April 2, 2019 - January 29, 2021
KOINONIA FINANCIAL
RIA
CRD#: 283945
THE WOODLANDS, TX
Past
July 1, 2014 - July 1, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
HOUSTON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/11/2020)
RR
Arkansas(9/11/2020)
RR
California(9/11/2020)
RR
Colorado(9/11/2020)
RR
Georgia(11/8/2024)
RR
Louisiana(9/11/2020)
IAR
Louisiana(1/19/2021)
RR
Nevada(9/11/2020)
RR
Ohio(9/11/2020)
RR
Oklahoma(9/11/2020)
RR
South Carolina(9/11/2020)
RR
Tennessee(7/31/2025)
RR
Texas(8/17/2018)
IAR
Texas(1/1/2021)
RR
Virginia(7/31/2025)
RR
Washington(9/11/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KF
KOINONIA FINANCIAL
KOINONIA FINANCIAL | KOINONIA WEALTH, LLC
CRD#: 312136 / SEC#:
Louisiana
Registered Investment Advisory firm - (1/19/2021 Approved)Texas
Registered Investment Advisory firm - (1/1/2021 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
8505 Technology Forest Pl. Ste. 201, The Woodlands, TX 77381
Mailing Address
4747 Research Forest Dr Suite 180, Box 208, The Woodlands, TX 77381
Phone number
(281) 367-2525
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 559 |
| AUM (Assets Under Management) | $ 90,802,984 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KOINONIA FINANCIAL
CRD#: 312136The Woodlands, TX 77381TRUST BUT VERIFY
Monitor William Warrick
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
