Jon J. Dawn

LONG BRIDGE CAPITAL MANAGEMENT

Liberty Lake, WA 99019

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CRD#: 6344131

Professional summary

Jon Joseph Dawn is a registered financial advisor currently at LONG BRIDGE CAPITAL MANAGEMENT located in Liberty Lake, Washington.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jon has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Residential real estate rental properties. Two in number. 2. Credit analyst for a fintech.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Joseph Dawn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2019 - Present

LONG BRIDGE CAPITAL MANAGEMENT

Office #1: 3721 N Idaho Rd, Liberty Lake, WA 99019

RIA

CRD#: 305952

Liberty Lake, WA

Past

August 11, 2014 - October 4, 2019

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SPOKANE, WA

Past

July 16, 2014 - October 4, 2019

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SPOKANE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(11/26/2019)

IAR

Washington
(11/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/11/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/16/2014

General Securities Representative Examination

Current Firm

LONG BRIDGE CAPITAL MANAGEMENT

7B ADVISORS LLC | LONG BRIDGE CAPITAL MANAGEMENT, LLC | LONG BRIDGE CAPITAL MANAGEMENT

CRD#: 305952 / SEC#:

Idaho

Registered Investment Advisory firm - (11/25/2019 Approved)

Washington

Registered Investment Advisory firm - (11/21/2019 Approved)

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Contact information

Main Address

Spokane, WA

Mailing Address

3721 North Idaho Road, Liberty Lake, WA 99019

Phone number

(509) 991-0024

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 40,307,198

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jon J. Dawn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Joseph Dawn's CRS (Customer Relationship Summary).

Certified licenses

Experience

LONG BRIDGE CAPITAL MANAGEMENT

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/11/2014

SIE

Date: 10/1/2018

Series 7

Date: 7/16/2014

Current Firm

LONG BRIDGE CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LONG BRIDGE CAPITAL MANAGEMENT

TRUST BUT VERIFY

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