Lindsey J. Owen

ADVISORS CAPITAL MANAGEMENT | Financial Advisor

Frisco, CO

CRD#: 6343770

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Professional summary

Lindsey Jane Owen, CFP®, who also goes by Lindsay Jane Owen, Lindsey Owen, is a registered financial advisor currently at ADVISORS CAPITAL MANAGEMENT, LLC located in Frisco, Colorado.

Lindsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Lindsey has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Small Business Planning

Retirement Income Management

Investment Planning

Education Planning

Employee and Employer Plan Ben...

Insurance Planning

Estate Planning

Retirement Planning

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

Lindsay Jane Owen | Lindsey Owen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Jane Owen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

December 2, 2025 - Present

ADVISORS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 112266

Frisco, CO

Past

December 14, 2020 - March 2, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

December 14, 2020 - March 2, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Past

April 18, 2019 - December 21, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Winnetka, IL

Past

April 18, 2019 - December 21, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Winnetka, IL

Past

September 21, 2018 - March 13, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

Seal Beach, CA

Past

September 10, 2018 - March 12, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SEAL BEACH, CA

Past

August 28, 2014 - August 3, 2018

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISORS CAPITAL MANAGEMENT, LLC

CRD#: 112266 / SEC#: 801-62058

RIA

Registered Investment Advisory firm - (5/16/2003 Approved)

Connecticut

Registered Investment Advisory firm - (6/24/2003 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2002 Failure to Renew)

Kentucky

Registered Investment Advisory firm - (6/16/2003 Terminated)

New Jersey

Registered Investment Advisory firm - (6/18/2003 Terminated)

New York

Registered Investment Advisory firm - (6/18/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/9/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/26/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/28/2014

General Securities Representative Examination

Current Firm

ADVISORS CAPITAL MANAGEMENT, LLC

CRD#: 112266 / SEC#: 801-62058

RIA

Registered Investment Advisory firm - (5/16/2003 Approved)

Connecticut

Registered Investment Advisory firm - (6/24/2003 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2002 Failure to Renew)

Kentucky

Registered Investment Advisory firm - (6/16/2003 Terminated)

New Jersey

Registered Investment Advisory firm - (6/18/2003 Terminated)

New York

Registered Investment Advisory firm - (6/18/2003 Terminated)

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Contact information

Main Address

10 Wilsey Square Suite 200, Ridgewood, NJ 07450

Mailing Address

Phone number

(201) 447-3400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVISORS CAPITAL PART 2A DISCLOSURE BROCHURE (3/31/2025)

ACM WEALTH DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	14,670
AUM (Assets Under Management)	$ 9,470,063,452

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Lindsey J. Owen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Jane Owen's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

Primary Firm SEC Registration

ADVISORS CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/9/2020

Series 63

Date: 9/26/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/28/2014

Current Firm

ADVISORS CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISORS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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