TB
Thomas J. Bowman
INVESTORS PORTFOLIO SERVICES LLC
Puyallup, WA 98373
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CRD#: 6343756
TB
Professional summary
Thomas James Bowman, who also goes by Tom Bowman, is a registered financial advisor currently at INVESTORS PORTFOLIO SERVICES LLC located in Puyallup, Washington.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Thomas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Bowman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KIWANIS CLUB OF PUYALLUP FOUNDATION BOARD - Treasurer - Act as treasurer of the board of directors for the Kiwanis Club of Puyallup Foundation - NOT INVESTMENT RELATED - 10/13/2016 - Puyallup WA 2) TJB ADVISORY LLC - owner - holding company - not investment related - 10/10/2024 - Puyallup WA 3)Elite Bowman Properties LLC - Owner - Rental Property - not investment related; 11/2022 - Puyallup WA
CRS (Client Relationship Summary) - RIA
Click below to view Thomas James Bowman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2017 - Present
INVESTORS PORTFOLIO SERVICES LLC
Office #1: 2832 South Meridian Suite 201, Puyallup, WA 98373RIA
CRD#: 117299
Puyallup, WA
Past
March 2, 2020 - December 31, 2023
FORTUNE FINANCIAL SERVICES, INC.
BD
CRD#: 42150
Puyallup, WA
Past
September 22, 2016 - March 2, 2020
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
PUYALLUP, WA
Past
June 14, 2016 - September 23, 2016
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
PUYALLUP, WA
Past
March 2, 2016 - September 23, 2016
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
PUYALLUP, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IP
INVESTORS PORTFOLIO SERVICES LLC
FRANK GALLO & ASSOCIATES | INVESTORS PORTFOLIO SERVICES LLC | GALLO, FRANK, VINCENT | GALLO, FRANK VINCENT | FRANK V. GALLO & ASSOCIATES | FRANK V. GALLO
CRD#: 117299 / SEC#: 801-120692
RIA
Registered Investment Advisory firm - (4/2/2021 Approved)Texas
Registered Investment Advisory firm - (9/9/2020 Terminated)Washington
Registered Investment Advisory firm - (1/21/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/26/2024)
IAR
Washington(6/27/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IP
INVESTORS PORTFOLIO SERVICES LLC
FRANK GALLO & ASSOCIATES | INVESTORS PORTFOLIO SERVICES LLC | GALLO, FRANK, VINCENT | GALLO, FRANK VINCENT | FRANK V. GALLO & ASSOCIATES | FRANK V. GALLO
CRD#: 117299 / SEC#: 801-120692
RIA
Registered Investment Advisory firm - (4/2/2021 Approved)Texas
Registered Investment Advisory firm - (9/9/2020 Terminated)Washington
Registered Investment Advisory firm - (1/21/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2832 South Meridian Suite 201, Puyallup, WA 98373
Mailing Address
Phone number
(253) 770-8118
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 724 |
| AUM (Assets Under Management) | $ 216,521,935 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INVESTORS PORTFOLIO SERVICES LLC
CRD#: 117299Puyallup, WA 98373TRUST BUT VERIFY
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