Dean J. Phass

JADE FINANCIAL LLC

ALEXANDRIA, VA

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CRD#: 6343717

Professional summary

Dean Jack Phass, who also goes by Dean Jack Phass II, is a registered financial advisor currently at JADE FINANCIAL LLC located in Alexandria, Virginia.

Dean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Dean has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dean Jack Phass Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dean Jack Phass II is an independent licensed insurance agent. He does not currently spend any time engaged in this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Jack Phass's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2024 - Present

JADE FINANCIAL LLC

RIA

CRD#: 330455

ALEXANDRIA, VA

Past

October 13, 2022 - July 1, 2024

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

ALEXANDRIA, VA

Past

October 12, 2022 - July 1, 2024

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ALEXANDRIA, VA

Past

March 29, 2017 - July 6, 2021

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

WASHINGTON, DC

Past

October 27, 2016 - July 6, 2021

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

WASHINGTON, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/25/2024)

IAR

Virginia
(8/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/10/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/2016

General Securities Representative Examination

Current Firm

JADE FINANCIAL LLC

CRD#: 330455 / SEC#:

Texas

Registered Investment Advisory firm - (11/21/2024 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (8/27/2024 Approved)

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Contact information

Main Address

Alexandria, VA

Mailing Address

Phone number

(540) 613-8786

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 255,991

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dean J. Phass

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Jack Phass's CRS (Customer Relationship Summary).

Certified licenses

Experience

JADE FINANCIAL LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/10/2017

SIE

Date: 10/1/2018

Series 7

Date: 10/27/2016

Current Firm

JADE FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JADE FINANCIAL LLC

TRUST BUT VERIFY

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