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Michal Las

HARBOR FUNDS DISTRIBUTORS
CHICAGO, IL
·CRD# 6343502·12 years experience

Professional Summary

Michal Las is a registered financial advisor currently at HARBOR FUNDS DISTRIBUTORS, INC. located in Chicago, Illinois. Michal is registered as a RR (Registered Representative) and started their career in finance in 2014. Michal has worked at 3 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

HARBOR FUNDS DISTRIBUTORS, INC.·CRD# 113506
BD
111 South Wacker Drive 34th Floor, Chicago, IL 60606
March 13, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Chicago, IL
November 14, 2014 - April 30, 2015
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Chicago, IL
August 1, 2014 - October 3, 2014

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Current Firm

HF
HARBOR FUNDS DISTRIBUTORS, INC.

BCA SECURITIES, INC. | HCA SECURITIES, INC. | HARBOR FUNDS DISTRIBUTORS, INC.

CRD#: 113506 / SEC#: 8-53339
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

111 South Wacker Drive 34th Floor, Chicago, IL 60606

Mailing Address

111 South Wacker Drive 34th Floor, Chicago, IL 60606

Phone Number

(312) 443-4420

Established

Delaware since 02/21/2001

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HARBOR CAPITAL ADVISORS, INC.SHAREHOLDER—
HALABY, JOHN STEVEPRESIDENT AND DIRECTOR2543904
KUNKEL, JACOB JEFFREYCHIEF FINANCIAL OFFICER AND TREASURER6108628
MCCAIN, CHARLES FREDERICKCHIEF EXECUTIVE OFFICER AND DIRECTOR4865638
NEE, STEPHANIE ANNCHIEF COMPLIANCE OFFICER4968097

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(5/5/2025)
RR
Alaska
(5/5/2025)
RR
Arizona
(5/6/2025)
RR
Arkansas
(5/5/2025)
RR
California
(5/5/2025)
RR
Colorado
(4/30/2025)
RR
Connecticut
(5/9/2025)
RR
Delaware
(5/5/2025)
RR
District of Columbia
(4/30/2025)
RR
Florida
(4/30/2025)
RR
Georgia
(5/5/2025)
RR
Hawaii
(5/5/2025)
RR
Idaho
(5/2/2025)
RR
Illinois
(5/5/2025)
RR
Indiana
(5/5/2025)
RR
Iowa
(5/5/2025)
RR
Kansas
(5/5/2025)
RR
Kentucky
(5/5/2025)
RR
Louisiana
(4/30/2025)
RR
Maine
(5/5/2025)
RR
Maryland
(4/30/2025)
RR
Massachusetts
(5/5/2025)
RR
Michigan
(5/5/2025)
RR
Minnesota
(5/5/2025)
RR
Mississippi
(5/5/2025)
RR
Missouri
(5/5/2025)
RR
Montana
(5/5/2025)
RR
Nebraska
(5/5/2025)
RR
Nevada
(5/5/2025)
RR
New Hampshire
(5/5/2025)
RR
New Jersey
(5/5/2025)
RR
New Mexico
(5/5/2025)
RR
New York
(5/5/2025)
RR
North Carolina
(5/5/2025)
RR
North Dakota
(5/5/2025)
RR
Ohio
(5/6/2025)
RR
Oklahoma
(5/5/2025)
RR
Oregon
(5/5/2025)
RR
Pennsylvania
(5/5/2025)
RR
Puerto Rico
(4/30/2025)
RR
Rhode Island
(5/5/2025)
RR
South Carolina
(5/5/2025)
RR
South Dakota
(5/5/2025)
RR
Tennessee
(5/5/2025)
RR
Texas
(5/5/2025)
RR
Utah
(5/5/2025)
RR
Vermont
(5/5/2025)
RR
Virgin Islands
(5/5/2025)
RR
Virginia
(5/5/2025)
RR
Washington
(5/5/2025)
RR
West Virginia
(5/5/2025)
RR
Wisconsin
(5/5/2025)
RR
Wyoming
(5/5/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2025About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2026About the Series 7TO exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2025About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2024About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2014About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jun 2025About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michal Las's CRS (Customer Relationship Summary).

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ML
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