Sanjeet K. Dass

AVESTAR CAPITAL

NEW YORK, NY 10017

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CRD#: 6343471

Professional summary

Sanjeet Kishore Dass, who also goes by Sanjeet Dass, is a registered financial advisor currently at AVESTAR CAPITAL, LLC located in New York, New York.

Sanjeet is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Sanjeet has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sanjeet Dass

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Avestar Capital, LLC. Investment Related. 400 Madison Avenue, Suite 11D, New York, NY 10017. RIA. VP. Start 3/2017. 160 hours per month during trading. Portfolio Management. 2. Dass Family Charitable Foundation. Not Investment Related. 102 Quayside Drive, Jupiter FL 33477. Charitable Organization. Director. 12/2014. 1 hour per month not during trading. Personal family foundation for estate planning purposes.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sanjeet Kishore Dass's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2022 - Present

AVESTAR CAPITAL, LLC

Office #1: 400 Madison Avenue Floor 21, New York, NY 10017

RIA

CRD#: 287525

NEW YORK, NY

Past

January 17, 2019 - June 5, 2019

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

New York, NY

Past

March 17, 2017 - December 31, 2021

AVESTAR CAPITAL, LLC

RIA

CRD#: 287525

NEW YORK, NY

Past

September 12, 2014 - March 20, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

June 16, 2014 - March 20, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVESTAR CAPITAL, LLC

3A CAPITAL PARTNERS, LLC | PROJECT ELEPHANT | AVESTAR CAPITAL, LLC | 3ALPHA

CRD#: 287525 / SEC#: 801-110020

RIA

Registered Investment Advisory firm - (3/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/15/2024)

IAR

New York
(3/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/11/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/2014

General Securities Representative Examination

Current Firm

AVESTAR CAPITAL, LLC

3A CAPITAL PARTNERS, LLC | PROJECT ELEPHANT | AVESTAR CAPITAL, LLC | 3ALPHA

CRD#: 287525 / SEC#: 801-110020

RIA

Registered Investment Advisory firm - (3/9/2017 Approved)

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Contact information

Main Address

400 Madison Avenue Floor 21, New York, NY 10017

Mailing Address

Phone number

(212) 706-4140

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AVESTAR CAPITAL & 3ALPHA ASSET MANAGEMENT COMBINED BROCHURE (4/17/2025)

Regulatory assets under management

Total Number of Accounts	194
AUM (Assets Under Management)	$ 1,531,369,044

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sanjeet K. Dass

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sanjeet Kishore Dass's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

AVESTAR CAPITAL, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

AVESTAR CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/11/2014

SIE

Date: 3/20/2017

Series 7

Date: 6/16/2014

Current Firm

AVESTAR CAPITAL, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVESTAR CAPITAL, LLC

TRUST BUT VERIFY

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