NK
Nicholas L. Korompilas
CALAMOS WEALTH MANAGEMENT LLC
Coral Gables, FL 33134
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CRD#: 6343333
NK
Professional summary
Nicholas Louis Korompilas, who also goes by Nicholas Korompilas, is a registered financial advisor currently at CALAMOS WEALTH MANAGEMENT LLC located in Coral Gables, Florida.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nicholas has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas Korompilas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Intercontinental Development, 2221 Camden Court Suite 200 Oak Brook, IL 60523. The nature of the business is Commercial Real Estate, and this is not investment related. I do not currently have any duties and am not actively pursuing any Real Estate opportunities. I have had my Real Estate license since 10/2016. I anticipate spending zero hours per month on the business and zero hours per month during trading hours. 2) KORCHI LLC - 26892 Hickory Blvd, Bonita Springs, FL 34134. The nature of the business is to shelter future real estate assets from creditors within the LLC. I have been involved with KORCHI LLC since 11/2024. I do not currently have any duties, and I am not actively pursuing any real estate opportunities. I anticipate spending zero time working for the LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Louis Korompilas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2018 - Present
CALAMOS WEALTH MANAGEMENT LLC
Office #1: 220 Alhambra Circle # 700, Coral Gables, FL 33134RIA
CRD#: 143490
Coral Gables, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CALAMOS WEALTH MANAGEMENT LLC
CALAMOS WEALTH MANAGEMENT LLC
CRD#: 143490 / SEC#: 801-67787
RIA
Registered Investment Advisory firm - (4/25/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(3/12/2018)
Current Firm
CW
CALAMOS WEALTH MANAGEMENT LLC
CALAMOS WEALTH MANAGEMENT LLC
CRD#: 143490 / SEC#: 801-67787
RIA
Registered Investment Advisory firm - (4/25/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2020 Calamos Court, Naperville, IL 60563-2787
Mailing Address
Phone number
(630) 245-7200
Established
Firm type
Fiscal year end
# of Employees
45
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,434 |
| AUM (Assets Under Management) | $ 4,090,678,284 |
Red Flags
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Company Information
CALAMOS WEALTH MANAGEMENT LLC
CRD#: 143490Coral Gables, FL 33134TRUST BUT VERIFY
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