Travis J. Wesley

FINANCIAL INVESTMENT TEAM ("FIT") | Financial Advisor

PORTLAND, OR 97224

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CRD#: 6343271

Professional summary

Travis J Wesley, AIF®, CFP® is a registered financial advisor currently at FINANCIAL INVESTMENT TEAM ("FIT") located in Portland, Oregon and SUMMIT WEALTH GROUP located in Portland, Oregon.

Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Travis has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

At a Glance

Min. Asset: $50K–$100K

Services Offered

Retirement Planning

Estate & Legacy Planning

Investment Management

Business Services

Risk Management & Insurance

Financial Planning

Tax Planning

Health Care & Long-Term Care Planning

Specializations

Business Exit & Succession Planning

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Summit Wealth Group. Investment-Related. At Registered Location. RIA. Financial Advisor. 08/2026. 160 hrs/month. 145 hrs during trading hrs. 90% financial planning & AUM growth, 10%- annuity and insurance review/sales, commission-based product (529/401k/1031) sales. 2. Fixed Insurance. Investment-Related. At Registered Location. Fixed Insurance. Agent. 08/2026. 5 hrs/month. 5 hrs during trading hrs. Provide insurance advice based on the needs of clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis J Wesley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

July 10, 2024 - Present

FINANCIAL INVESTMENT TEAM ("FIT")

Office #1: 15350 Sw Sequoia Pkwy Suite 150, Portland, OR 97224

RIA

CRD#: 145724

PORTLAND, OR

Current

September 20, 2026 - Present

SUMMIT WEALTH GROUP

Office #1: 15350 Sw Sequoia Pkwy, Suite 150, Portland, OR 97224

RIA

CRD#: 335242

Portland, OR

Current

September 2, 2026 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 15350 Sw Sequoia Pkwy Suite 150, Portland, OR 97224Office #2: 80 State Street, Albany, NY 12207

CRD#: 35747

Portland, OR

Past

June 26, 2024 - September 1, 2026

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

PORTLAND, OR

Past

November 14, 2019 - July 3, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LAKE OSWEGO, OR

Past

October 9, 2019 - July 3, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

LAKE OSWEGO, OR

Past

August 17, 2017 - August 21, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PORTLAND, OR

Past

August 22, 2016 - August 21, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PORTLAND, OR

Past

July 30, 2014 - October 3, 2014

FISHER INVESTMENTS

RIA

CRD#: 107342

CAMAS, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT WEALTH GROUP

SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC

CRD#: 335242 / SEC#: 801-132262

RIA

Registered Investment Advisory firm - (3/27/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/2/2026)

California
(9/2/2026)

Colorado
(9/2/2026)

Florida
(9/24/2026)

Hawaii
(9/2/2026)

Maryland
(9/2/2026)

Massachusetts
(9/2/2026)

IAR

Oregon
(7/10/2024)

Texas
(9/2/2026)

Washington
(9/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 9/19/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 7/29/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 8/22/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SUMMIT WEALTH GROUP

SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC

CRD#: 335242 / SEC#: 801-132262

RIA

Registered Investment Advisory firm - (3/27/2025 Approved)

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Contact information

Main Address

13710 Struthers Road, Suite 115, Colorado Springs, CO 80921

Mailing Address

Phone number

(719) 633-4033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2026 ADV PART 2 (3/31/2026)

Regulatory assets under management

Total Number of Accounts	8,632
AUM (Assets Under Management)	$ 2,306,090,776

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Travis J. Wesley

Professional summary

At a Glance

Services Offered

Specializations

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis J Wesley's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT WEALTH GROUP

PURSHE KAPLAN STERLING INVESTMENTS

PEAK BROKERAGE SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

FISHER INVESTMENTS

Primary Firm SEC Registration

SUMMIT WEALTH GROUP

State Registrations and Notice Filings

Exams

Series 63

Passed: 9/19/2016

Series 65

Passed: 7/29/2014

SIE

Passed: 10/1/2018

Series 7

Passed: 8/22/2016

FINRA

Current Firm

SUMMIT WEALTH GROUP

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT WEALTH GROUP

TRUST BUT VERIFY

Contact information

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