MF
Michael N. Fishman
AFFIANCE FINANCIAL LLC
Deerfield, IL
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CRD#: 6343195
MF
Professional summary
Michael Nathan Fishman is a registered financial advisor currently at AFFIANCE FINANCIAL LLC located in Deerfield, Illinois and PRIVATE CLIENT SERVICES, LLC located in St. Louis Park, Minnesota.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Michael has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Affiance Financial. 600 Highway 169 S, Suite 1750, St Louis Park, MN 55426. RIA. 160 hrs/mo. 2.) Private Client Services; Investment Related; St. Louis Park, MN; Broker Dealer; Registered Representative; 160 hrs/month with all hours during securities trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Michael Nathan Fishman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2023 - Present
AFFIANCE FINANCIAL LLC
RIA
CRD#: 113200
Deerfield, IL
Current
June 14, 2022 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 600 Highway 169 South, St. Louis Park, MN 55426RIA
BD
CRD#: 120222
St. Louis Park, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AFFIANCE FINANCIAL LLC
AFFIANCE FINANCIAL | AFFIANCE FINANCIAL, LLC | AFFIANCE FINANCIAL LLC
CRD#: 113200 / SEC#: 801-78208
RIA
Registered Investment Advisory firm - (6/17/2013 Approved)Minnesota
Registered Investment Advisory firm - (6/24/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/27/2023)
RR
California(1/27/2023)
RR
Colorado(1/27/2023)
RR
District of Columbia(1/27/2023)
RR
Florida(1/27/2023)
RR
Illinois(1/27/2023)
IAR
Illinois(3/25/2025)
RR
Maryland(1/27/2023)
RR
Michigan(1/27/2023)
RR
Minnesota(1/27/2023)
IAR
Minnesota(1/30/2023)
RR
New Jersey(1/27/2023)
RR
New Mexico(1/27/2023)
RR
New York(1/27/2023)
RR
North Carolina(1/27/2023)
RR
Ohio(1/27/2023)
RR
Oregon(1/27/2023)
RR
Pennsylvania(1/27/2023)
RR
Texas(1/27/2023)
RR
Utah(1/27/2023)
RR
Washington(1/27/2023)
RR
Wisconsin(1/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/14/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
AFFIANCE FINANCIAL LLC
AFFIANCE FINANCIAL | AFFIANCE FINANCIAL, LLC | AFFIANCE FINANCIAL LLC
CRD#: 113200 / SEC#: 801-78208
RIA
Registered Investment Advisory firm - (6/17/2013 Approved)Minnesota
Registered Investment Advisory firm - (6/24/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 Highway 169 South Suite 1750, St. Louis Park, MN 55426
Mailing Address
Phone number
(952) 544-9818
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,799 |
| AUM (Assets Under Management) | $ 1,145,705,199 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
