Patrick F. Pope

HG TAILORED FINANCIAL SERVICES

Dallas, TX 75254

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CRD#: 6343184

Professional summary

Patrick Floyd Pope JR, who also goes by Pat Pope, Patrick Floyd Pope, is a registered financial advisor currently at HG TAILORED FINANCIAL SERVICES located in Dallas, Texas and LPL FINANCIAL LLC located in Dallas, Texas.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Patrick has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pat Pope | Patrick Floyd Pope

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 10/2/2019 - HG Tailored Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/26/2019 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 100%. 2. 12/17/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/20/2019 - 10 Hours Per Month/2 Hours During Securities Trading 3. 07/17/2023 - HG Tailored Financial Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 11/01/2022 - 150 Hours Per Month/ 6 Hours During Trading - I provide investment advisory services through HG Tailored Financial Services, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Floyd Pope JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2022 - Present

HG TAILORED FINANCIAL SERVICES

Office #1: 14180 Dallas Parkway Suite 500, Dallas, TX 75254

RIA

CRD#: 317598

Dallas, TX

Current

October 2, 2019 - Present

LPL FINANCIAL LLC

Office #1: 14180 Dallas Pkwy Ste 500, Dallas, TX 75254-4319

RIA

CRD#: 6413

Dallas, TX

Past

October 11, 2019 - March 1, 2022

GLENN WEALTH MANAGEMENT SERVICES, LLC

RIA

CRD#: 172082

DALLAS, TX

Past

January 24, 2019 - August 9, 2019

BB&T SECURITIES, LLC

RIA

CRD#: 142785

CHARLOTTE, NC

Past

January 2, 2018 - August 9, 2019

BB&T SECURITIES, LLC

CRD#: 142785

CHARLOTTE, NC

Past

November 21, 2016 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Louisiana
(2/2/2022)

North Carolina
(10/2/2019)

IAR

North Carolina
(1/24/2022)

Texas
(10/2/2019)

IAR

Texas
(1/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/24/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/21/2016

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/19/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HG TAILORED FINANCIAL SERVICES

HENRI GLOVER TAILORED FINANCIAL SERVICES, LLC | HG TAILORED FINANCIAL SERVICES

CRD#: 317598 / SEC#:

Louisiana

Registered Investment Advisory firm - (2/2/2022 Approved)

North Carolina

Registered Investment Advisory firm - (1/18/2022 Approved)

Texas

Registered Investment Advisory firm - (1/12/2022 Approved)

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Contact information

Main Address

14180 Dallas Parkway Suite 500, Dallas, TX 75254

Mailing Address

Phone number

(972) 332-4868

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	438
AUM (Assets Under Management)	$ 64,948,164

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick F. Pope

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Floyd Pope JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

GLENN WEALTH MANAGEMENT SERVICES, LLC

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

BB&T INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/24/2019

Series 63

Date: 12/22/2018

SIE

Date: 10/1/2018

Series 7

Date: 5/15/2018

Series 6

Date: 11/21/2016

Series 24

Date: 8/19/2021

FINRA

Current Firm

HG TAILORED FINANCIAL SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HG TAILORED FINANCIAL SERVICES

TRUST BUT VERIFY

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