Michael D. Friedman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Davidson Friedman, who also goes by Michael Friedman, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2015. Michael had worked at 2 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2015 - January 29, 2016
OCEAN TOMO INVESTMENT GROUP, LLC
December 2, 2015 - January 8, 2016
INTE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OCEAN TOMO INVESTMENT GROUP, LLC
CRD#: 172912 / SEC#: , 8-69526
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OCEAN TOMO, LLC | SOLE MEMBER | |
| SPINDEL, HOWARD | CEO/CCO | 708042 |
Red Flags
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