David M. Syme

TARTAN CAPITAL ADVISORS LLC

Henderson, NV 89012

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CRD#: 6342802

Professional summary

David Michael Syme, who also goes by Dave Syme, is a registered financial advisor currently at TARTAN CAPITAL ADVISORS LLC located in Henderson, Nevada.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Syme

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SYME LAW FIRM. DAVID SYME IS AN ATTORNEY OF SYME LAW FIRM WITH OFFICES AT 29 ORINDA WAY, SUITE 1843, ORINDA, CALIFORNIA 94563. SYME LAW FIRM IS A LAW FIRM FOCUSED ON REAL ESTATE TRANSACTIONS, FINANCIAL STRUCTURING, CORPORATE LAW AND CIVIL LITIGATION. MR. SYME HAS BEEN THE PRINCIPAL AT SYME LAW FIRM SINCE 2015. MR. SYME TYPICALLY DEVOTES APPROXIMATELY 70 HOURS PER MONTH TO THIS ROLE. (2) GREEN EARTH AGRICULTURE, INC.: DAVID SYME IS A CONSULTANT TO GREEN EARTH AGRICULTURE, INC. ("GEA"), A NEVADA CORPORATION. GEO IS A DISTRIBUTOR OF PRODUCTS TO THE AGRICULTURE INDUSTRY WITH GLOBAL DISTRIBUTION. THE ADDRESS OF RECORD IS 1777 GREEN VALLEY ROAD, DANVILLE, CALIFORNIA 94526. MR. SYME TYPICALLY DEVOTES 5 HOURS PER MONTH TO THIS ROLE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Syme's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2016 - Present

TARTAN CAPITAL ADVISORS LLC

Office #1: 170 South Green Valley Parkway Suite 300, Henderson, NV 89012

RIA

CRD#: 174067

Henderson, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/14/2016)

IAR

Nevada
(5/12/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2014

Uniform Investment Adviser Law Examination

Current Firm

TARTAN CAPITAL ADVISORS LLC

CRD#: 174067 / SEC#:

California

Registered Investment Advisory firm - (11/10/2016 Approved)

Nevada

Registered Investment Advisory firm - (5/12/2016 Approved)

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Contact information

Main Address

170 South Green Valley Parkway Suite 300, Henderson, NV 89012

Mailing Address

P.o. Box 530512, Henderson, NV 89053

Phone number

(702) 202-3059

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 24,345

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Syme

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Syme's CRS (Customer Relationship Summary).

Certified licenses

Experience

TARTAN CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2014

Current Firm

TARTAN CAPITAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TARTAN CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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