Lael B. Formica
Professional summary
Lael Beebe Formica, who also goes by Lael Beebe Phillips, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Cream Ridge, New Jersey and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.
Lael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Lael has worked at 3 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 57, Series 7, Series 99, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lael Beebe Formica's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2023 - Present
FIRST COMMAND ADVISORY SERVICES
November 23, 2022 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109August 13, 2015 - November 17, 2022
NETWORK 1 FINANCIAL SECURITIES INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2023)
(11/23/2022)
(1/11/2023)
Exams
Series 52TO
Date: 2/3/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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