Gerald D. Green

MATTSON FINANCIAL SERVICES

Kentwood, MI 49512

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CRD#: 6342617

Professional summary

Gerald Douglas Green JR, who also goes by Gerald Douglas Green, Jerry Green, is a registered financial advisor currently at MATTSON FINANCIAL SERVICES, LLC located in Kentwood, Michigan.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Gerald has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gerald Douglas Green | Jerry Green

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LAKEVIEW FINANCIAL GROUP, LLC; INSURANCE AGENT; INSURANCE SALES AND SERVICES; 25% OF TIME SPENT IN THIS BUSINESS PRACTICE; KENTWOOD, MI; 06/2016.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Douglas Green JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2017 - Present

MATTSON FINANCIAL SERVICES, LLC

Office #1: 3226 28th Street Se, Kentwood, MI 49512

RIA

CRD#: 153067

Kentwood, MI

Past

July 29, 2014 - October 21, 2014

PRUCO SECURITIES, LLC.

CRD#: 5685

GRAND RAPIDS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MATTSON FINANCIAL SERVICES, LLC

CRD#: 153067 / SEC#: 801-120063

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

Florida

Registered Investment Advisory firm - (1/19/2021 Terminated)

Michigan

Registered Investment Advisory firm - (1/20/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/19/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(3/23/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/15/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/12/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/21/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/29/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MATTSON FINANCIAL SERVICES, LLC

CRD#: 153067 / SEC#: 801-120063

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

Florida

Registered Investment Advisory firm - (1/19/2021 Terminated)

Michigan

Registered Investment Advisory firm - (1/20/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/19/2021 Terminated)

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Contact information

Main Address

3226 28th Street Se, Kentwood, MI 49512

Mailing Address

Phone number

(800) 536-8907

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A SEC (2/24/2025)

Regulatory assets under management

Total Number of Accounts	2,793
AUM (Assets Under Management)	$ 386,968,026

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gerald D. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Douglas Green JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

MATTSON FINANCIAL SERVICES, LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

MATTSON FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/15/2017

Series 63

Date: 9/12/2014

SIE

Date: 10/21/2014

Series 6

Date: 7/29/2014

Current Firm

MATTSON FINANCIAL SERVICES, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MATTSON FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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