DM
Daniel B. Maxwell
AMICUS FINANCIAL ADVISORS
Farmington, UT 84025
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CRD#: 6341801
DM
Professional summary
Daniel Beesley Maxwell is a registered financial advisor currently at AMICUS FINANCIAL ADVISORS, LLC located in Farmington, Utah.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Daniel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Daniel B. Maxwell is an attorney in the law firm of Tombs Maxwell LLP which is a Utah-based Limited Liability Partnership with offices located in Lubbock, Texas and Utah. This law firm was established in November of 2009. It is not investment-related, focusing primarily in the areas of settlement planning, special needs planning, lien resolution, estate planning, tax planning, and probate. Mr. Maxwell practices law full time, with most of those hours occurring during securities trading hours. Daniel B. Maxwell also serves as a partner in the law firm of Maxwell Law Group LLP which is a DC-based Limited Liability Partnership with offices located at 1101 Connecticut Avenue NW Suite 450, Washington, DC 20036. This law firm was established in March of 2018. It is not investment-related, focusing primarily on personal injury lawsuits. Mr. Maxwell spends approximately 50% of his time in this business, with most of those hours occurring during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Beesley Maxwell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2014 - Present
AMICUS FINANCIAL ADVISORS, LLC
Office #1: 1371 N 1075 W Suite #1, Farmington, UT 84025RIA
CRD#: 131315
Farmington, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AMICUS FINANCIAL ADVISORS, LLC
AMICUS FINANCIAL ADVISORS, L.L.P. | AMICUS FINANCIAL ADVISORS, LLC
CRD#: 131315 / SEC#: 801-113147
RIA
Registered Investment Advisory firm - (5/8/2018 Approved)Kansas
Registered Investment Advisory firm - (12/31/2015 Terminated)Louisiana
Registered Investment Advisory firm - (5/14/2018 Terminated)New Mexico
Registered Investment Advisory firm - (5/11/2018 Terminated)Texas
Registered Investment Advisory firm - (5/11/2018 Terminated)Utah
Registered Investment Advisory firm - (5/11/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(6/13/2014)
Current Firm
AF
AMICUS FINANCIAL ADVISORS, LLC
AMICUS FINANCIAL ADVISORS, L.L.P. | AMICUS FINANCIAL ADVISORS, LLC
CRD#: 131315 / SEC#: 801-113147
RIA
Registered Investment Advisory firm - (5/8/2018 Approved)Kansas
Registered Investment Advisory firm - (12/31/2015 Terminated)Louisiana
Registered Investment Advisory firm - (5/14/2018 Terminated)New Mexico
Registered Investment Advisory firm - (5/11/2018 Terminated)Texas
Registered Investment Advisory firm - (5/11/2018 Terminated)Utah
Registered Investment Advisory firm - (5/11/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7021 Kewanee Ave 4-102, Lubbock, TX 79424
Mailing Address
Phone number
(806) 698-1122
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,408 |
| AUM (Assets Under Management) | $ 511,209,833 |
Red Flags
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Company Information
AMICUS FINANCIAL ADVISORS, LLC
CRD#: 131315Farmington, UT 84025TRUST BUT VERIFY
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