MK
Michael A. Klaiber
VERITY INVESTMENT PARTNERS
BEAUFORT, SC 29902
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CRD#: 6341753
MK
Professional summary
Michael Andrew Klaiber is a registered financial advisor currently at VERITY INVESTMENT PARTNERS located in Beaufort, South Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Michael has worked at 2 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Lowcountry Legal Volunteers Not investment related; not compensated Board of Trustees Member and Finance Chair January 2021-August 2024 1-2hrs/month Oversees and reviews the organization's financial health and provides quarterly update to the Board; work with the Executive Director in the planning/budgeting process to ensure the organization's long-term Duke's Fuqua School of Business Alumni Board Not investment related; not compensated Board Member August 2022-Present 1-2hrs/month + 2 on-campus meetings/yr Work on several subcommittees that help increase awareness, interest, and active engagement from alumni to foster a strong, lifelong bond with Fuqua
CRS (Client Relationship Summary) - RIA
Click below to view Michael Andrew Klaiber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2021 - Present
VERITY INVESTMENT PARTNERS
Office #1: 2015 Boundary Street 2nd Floor, Beaufort, SC 29902RIA
CRD#: 119630
BEAUFORT, SC
Past
July 29, 2017 - December 31, 2020
VERITY INVESTMENT PARTNERS
RIA
CRD#: 119630
BEAUFORT, SC
Past
August 14, 2015 - July 31, 2017
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VERITY INVESTMENT PARTNERS
VERITAS ASSET MANAGEMENT, LLC | VERITY INVESTMENT PARTNERS | VERITY INVESTMENT MANAGEMENT | VERITY AND VERITY, LLC
CRD#: 119630 / SEC#: 801-63829
RIA
Registered Investment Advisory firm - (1/14/2005 Approved)South Carolina
Registered Investment Advisory firm - (1/20/2005 Terminated)Texas
Registered Investment Advisory firm - (12/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(1/13/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VI
VERITY INVESTMENT PARTNERS
VERITAS ASSET MANAGEMENT, LLC | VERITY INVESTMENT PARTNERS | VERITY INVESTMENT MANAGEMENT | VERITY AND VERITY, LLC
CRD#: 119630 / SEC#: 801-63829
RIA
Registered Investment Advisory firm - (1/14/2005 Approved)South Carolina
Registered Investment Advisory firm - (1/20/2005 Terminated)Texas
Registered Investment Advisory firm - (12/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2015 Boundary Street 2nd Floor, Beaufort, SC 29902
Mailing Address
P.o. Box 1086, Beaufort, SC 29901
Phone number
(843) 379-6661
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 993 |
| AUM (Assets Under Management) | $ 1,205,925,960 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
