Jeremiah S. Castaneda
Professional summary
Jeremiah Samuel Castaneda, who also goes by Jeremiah Castaneda, is a registered financial advisor currently at KWS ADVISORY GROUP, LLC located in Edinburg, Texas.
Jeremiah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jeremiah has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeremiah Samuel Castaneda's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2020 - Present
KWS ADVISORY GROUP, LLC
Office #1: 3407 W Alberta Rd, Edinburg, TX 78539December 4, 2018 - September 9, 2020
ST. BERNARD FINANCIAL SERVICES, INC.
February 7, 2017 - October 23, 2018
REGAL INVESTMENT ADVISORS LLC
April 14, 2016 - February 7, 2017
KWS FINANCIAL GROUP, LLC
June 27, 2014 - December 31, 2015
MONEY CONCEPTS CAPITAL CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/16/2020)
Exams
Current Firm
KWS ADVISORY GROUP, LLC
CRD#: 309184 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 100 |
| AUM (Assets Under Management) | $ 9,100,000 |
Red Flags
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Company Information
KWS ADVISORY GROUP, LLC
CRD#: 309184Edinburg, TX 78539TRUST BUT VERIFY
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