Alisha Renee Muroni
CFP®Professional Summary
Alisha Renee Muroni, CFP®, who also goes by Alisha Renee Baugh, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Norfolk, Virginia and FIRST COMMAND BROKERAGE SERVICES, INC. located in Norfolk, Virginia. Alisha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Alisha has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alisha Renee Baugh
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Videos & Posts
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Contact Information
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COLONIAL RIVER WEALTH MANAGEMENT LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
12 years in the financial services industry
Current & Past Employments
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COLONIAL RIVER WEALTH MANAGEMENT LLC
Current Firm
FIRST COMMAND ADVISORY SERVICES
Contact Information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387Phone Number
(817) 731-8621# of Employees
1,787SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
113,591AUM (Assets Under Management)
$24,429,418,155Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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COLONIAL RIVER WEALTH MANAGEMENT LLC
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2014About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Nov 2020About the Series 26 examSRO Registrations
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COLONIAL RIVER WEALTH MANAGEMENT LLC
CRS (Client Relationship Summary) - RIA
Click below to view Alisha Renee Muroni's CRS (Customer Relationship Summary).
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COLONIAL RIVER WEALTH MANAGEMENT LLC
