Alisha R. Muroni
Professional summary
Alisha Renee Muroni, CFP®, who also goes by Alisha Renee Baugh, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Norfolk, Virginia and FIRST COMMAND BROKERAGE SERVICES, INC. located in Norfolk, Virginia.
Alisha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Alisha has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alisha Renee Muroni's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 101 W Main Street, Norfolk, VA 23510July 11, 2014 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: World Trade Center 101 W Main Street, Suite 4300, Norfolk, VA 23510September 16, 2014 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/23/2022)
(8/23/2022)
(8/23/2022)
(8/23/2022)
(8/26/2025)
(8/23/2022)
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(8/23/2022)
(8/23/2022)
(10/20/2023)
(8/23/2022)
(8/25/2014)
(8/25/2022)
(8/23/2022)
(8/23/2022)
(8/23/2022)
(8/23/2022)
(7/3/2023)
(10/12/2021)
(10/12/2021)
(7/24/2014)
(12/15/2015)
(8/23/2022)
(8/23/2022)
Exams
Series 7TO
Date: 8/8/2023
General Securities Representative ExaminationFINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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Company Information
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958Norfolk, VA 23510TRUST BUT VERIFY
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