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JG

Juan Carlos T. Galvez

ENCOMPASS MORE INVESTMENTS
Burbank, CA 91505
Some features on this profile are disabled
CRD#: 6341550
JG

Professional summary

Juan Carlos Tiongson Galvez, who also goes by Jon Galvez, is a registered financial professional currently at ENCOMPASS MORE INVESTMENTS, LLC located in Burbank, California.

Juan Carlos is registered as a RR (Registered Representative) and started their career in finance in 2014. Juan Carlos has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jon Galvez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Juan Carlos Tiongson Galvez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 6, 2025 - Present

ENCOMPASS MORE INVESTMENTS, LLC

Office #1: 3900 W. Alameda Ave. Suite 1429, Burbank, CA 91505
BD
CRD#: 318438
Burbank, CA
Past

June 4, 2014 - December 31, 2024

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
Pasadena, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/6/2025)
RR
Maryland
(2/6/2025)
RR
New Jersey
(4/2/2025)
RR
New York
(2/6/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 7/21/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/3/2014
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EM
ENCOMPASS MORE INVESTMENTS, LLC
ENCOMPASS MORE INVESTMENTS, LLC

CRD#: 318438 / SEC#: , 8-70901

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
390 Diablo Road Suite #100, Danville, CA 94526
Mailing Address
390 Diablo Road Suite #100, Danville, CA 94526
Phone number
(925) 272-8850
Established
Nevada since 11/12/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ENCOMPASS MORE GROUP, INC.MEMBER
CHATTO, CHRISTOPHER MICHAELMANAGER, CCO, EXECUTIVE REP.6525630
SERRA, CARL ANTHONY IIIFINOP, PRINCIPAL FINANCIAL OFFICE, PRINCIPAL OPERATIONS OFFICER3179039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENCOMPASS MORE INVESTMENTS, LLC

CRD#: 318438Burbank, CA 91505

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