RG
Ryan F. Gatzlaff
EFS ADVISORS
Rochester, MN 55901
Some features on this profile are disabled
CRD#: 6341521
RG
Professional summary
Ryan Frederick Gatzlaff is a registered financial advisor currently at EFS ADVISORS located in Rochester, Minnesota and ADVANCED ADVISOR GROUP, LLC located in Rochester, Minnesota.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Ryan has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
2002-PRESENT, Public School Teach - Houston (MN) Public Schools, Non-INV, 130 Inv 200 noninv hrs/MO, 306 W Elm St Houston MN 55943, Education, Business Teacher, 1998-PRESENT, PA Announcer - Houston (MN) Public Schools, Non-INV, 0 Inv 16 noninv hrs/MO, 413 S Sheridan St Houston MN 55943, High School & College Athletics, Public Address Announcer, Compensation on a per-game basis
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Frederick Gatzlaff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2023 - Present
EFS ADVISORS
Office #1: 2778 Commerce Drive Nw Suite B, Rochester, MN 55901RIA
CRD#: 115211
Rochester, MN
Current
June 13, 2014 - Present
ADVANCED ADVISOR GROUP, LLC
Office #1: 2778 Commerce Drive Nw Suite B, Rochester, MN 55901RIA
BD
CRD#: 140393
Rochester, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EFS ADVISORS
EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS
CRD#: 115211 / SEC#: 801-62857
RIA
Registered Investment Advisory firm - (3/11/2004 Approved)Iowa
Registered Investment Advisory firm - (6/29/2004 Terminated)North Dakota
Registered Investment Advisory firm - (7/26/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(3/6/2024)
RR
Iowa(7/13/2018)
IAR
Iowa(3/6/2024)
RR
Minnesota(7/10/2014)
IAR
Minnesota(12/22/2023)
IAR
Wisconsin(3/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EFS ADVISORS
EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS
CRD#: 115211 / SEC#: 801-62857
RIA
Registered Investment Advisory firm - (3/11/2004 Approved)Iowa
Registered Investment Advisory firm - (6/29/2004 Terminated)North Dakota
Registered Investment Advisory firm - (7/26/2004 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1995 East Rum River Drive S, Cambridge, MN 55008
Mailing Address
Phone number
(763) 689-9023
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 29,714 |
| AUM (Assets Under Management) | $ 2,271,853,092 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EFS ADVISORS
CRD#: 115211Rochester, MN 55901TRUST BUT VERIFY
Monitor Ryan Gatzlaff
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
