Effimia C. Karides
Professional summary
Effimia Christine Karides, who also goes by Mia Christine Karides, is a registered financial advisor currently at BROWN ADVISORY located in Austin, Texas.
Effimia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Effimia has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Effimia Christine Karides's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2016 - Present
BROWN ADVISORY
Office #1: 401 Congress Avenue 14th Floor, Austin, TX 78701July 18, 2014 - May 24, 2017
BLACKHAW WEALTH MANAGEMENT, LLC
Primary Firm SEC Registration
BROWN ADVISORY
CRD#: 110181 / SEC#: 801-38826
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/9/2016)
Current Firm
BROWN ADVISORY
CRD#: 110181 / SEC#: 801-38826
Contact information
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,921 |
| AUM (Assets Under Management) | $ 121,936,354,796 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2025 | ||
| 10/28/2024 | ||
| 01/24/2024 | ||
| 10/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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