Eric D. Wimbush

SERAPHIM WEALTH ADVISORS

Atlanta, GA 30339

Some features on this profile are disabled

CRD#: 6341114

Professional summary

Eric Demond Wimbush, who also goes by Eric D Wimbush, is a registered financial advisor currently at SERAPHIM WEALTH ADVISORS, INC. located in Atlanta, Georgia.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Eric has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric D Wimbush

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Wimbush Investments is a LLC that is a two person entity. My business partner and I invest in real estate projects jointly. We were formed in 2018 and have only invested in one project so far. This is a 17 unit town home project that is being developed and we invested $75,000 in the project. It is a passive investment. This answer correlates with the Finance-Related Outside Business Activities answer above. 2) FHLBANK ATLANTA; SENIOR RELATIONSHIP MANAGER; INVESTMENT RELATED: YES; LOCATION: 1475 PEACHTREE ST NE, ATLANTA, GA 30309; WHOLESALE LENDER TO BANKS AND CREDIT UNIONS IN FLORIDA; ASSIST EXECUTIVE MANAGEMENT AT BANKS AND CREDIT UNIONS MANAGE THEIR BALANCE SHEET RISK; 2018-04-16; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 40; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 98;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Demond Wimbush's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2020 - Present

SERAPHIM WEALTH ADVISORS, INC.

Office #1: 2727 Paces Ferry Road Se Suite 750, Atlanta, GA 30339

RIA

CRD#: 309457

Atlanta, GA

Past

September 21, 2016 - March 27, 2018

EDWARD JONES

RIA

CRD#: 250

Atlanta, GA

Past

August 22, 2016 - March 27, 2018

EDWARD JONES

CRD#: 250

Atlanta, GA

Past

September 3, 2014 - June 15, 2016

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(7/8/2020)

IAR

Louisiana
(2/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/22/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 2/3/2015

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 9/3/2014

General Securities Representative Examination

Current Firm

SERAPHIM WEALTH ADVISORS, INC.

CRD#: 309457 / SEC#:

Georgia

Registered Investment Advisory firm - (6/19/2020 Approved)

Louisiana

Registered Investment Advisory firm - (2/10/2022 Approved)

North Carolina

Registered Investment Advisory firm - (1/10/2022 Approved)

Texas

Registered Investment Advisory firm - (3/19/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2727 Paces Ferry Road Se Suite 750, Atlanta, GA 30339

Mailing Address

Phone number

(404) 381-2275

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	268
AUM (Assets Under Management)	$ 49,515,377

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Alexander Paslay

KESTRA ADVISORY SERVICES, LLC

IAR

Woodstock, GA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric D. Wimbush

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Demond Wimbush's CRS (Customer Relationship Summary).

Certified licenses

Experience

SERAPHIM WEALTH ADVISORS, INC.

EDWARD JONES

EDWARD JONES

TRUIST SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2016

Series 63

Date: 9/22/2014

SIE

Date: 3/27/2018

Series 79

Date: 2/3/2015

Series 7

Date: 9/3/2014

Current Firm

SERAPHIM WEALTH ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SERAPHIM WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors