CP
Craig L. Pohl
CHESAPEAKE FINANCIAL ADVISORS
Towson, MD 21286
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CRD#: 6340619
CP
Professional summary
Craig Louis Pohl is a registered financial advisor currently at CHESAPEAKE FINANCIAL ADVISORS located in Towson, Maryland.
Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Craig has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Louis Pohl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2014 - Present
CHESAPEAKE FINANCIAL ADVISORS
Office #1: 401 Jefferson Avenue, Towson, MD 21286RIA
CRD#: 120139
Towson, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CHESAPEAKE FINANCIAL ADVISORS
CHESAPEAKE FINANCIAL ADVISORS | THOMA CAPITAL MANAGEMENT LLC
CRD#: 120139 / SEC#: 801-111054
RIA
Registered Investment Advisory firm - (8/30/2017 Approved)Florida
Registered Investment Advisory firm - (9/5/2017 Terminated)Maryland
Registered Investment Advisory firm - (10/18/2017 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/6/2017 Terminated)Texas
Registered Investment Advisory firm - (9/5/2017 Terminated)Virginia
Registered Investment Advisory firm - (9/5/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(5/22/2014)
IAR
Texas(10/28/2015)
Current Firm
CHESAPEAKE FINANCIAL ADVISORS
CHESAPEAKE FINANCIAL ADVISORS | THOMA CAPITAL MANAGEMENT LLC
CRD#: 120139 / SEC#: 801-111054
RIA
Registered Investment Advisory firm - (8/30/2017 Approved)Florida
Registered Investment Advisory firm - (9/5/2017 Terminated)Maryland
Registered Investment Advisory firm - (10/18/2017 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/6/2017 Terminated)Texas
Registered Investment Advisory firm - (9/5/2017 Terminated)Virginia
Registered Investment Advisory firm - (9/5/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
401 Jefferson Avenue, Towson, MD 21286
Mailing Address
Phone number
(410) 823-5442
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,028 |
| AUM (Assets Under Management) | $ 263,687,043 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
