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Rukun Vaidya

Some features on this profile are disabled
CRD#: 6340617
RV

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rukun Vaidya was a registered financial professional .

Rukun is a previously registered financial professional and started their career in finance in 2015. Rukun had worked at 3 firms and has passed the SIE, Series 57, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 23, 2025 - September 25, 2025

MOMENT MARKETS, LLC

BD
CRD#: 325062
NEW YORK, NY
Past

October 2, 2023 - October 24, 2024

DRIVEWEALTH, LLC

BD
CRD#: 165429
New York, NY
Past

November 19, 2015 - January 27, 2023

BETTERMENT SECURITIES

BD
CRD#: 47788
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 1/26/2017
Securities Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/19/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/19/2017
General Securities Principal Examination

Current Firm

MM
MOMENT MARKETS, LLC
MOMENT MARKETS, LLC

CRD#: 325062 / SEC#: , 8-71045

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
395 Hudson St. 10th Floor, New York, NY 10014
Mailing Address
395 Hudson St. 10th Floor, New York, NY 10014
Phone number
(347) 389-1725
Established
Delaware since 01/17/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MOMENT TECHNOLOGY INC.SOLE MEMBER
FITZGERALD, HEATHERFINOP4427665
KHAN, RADOWAN AHMEDCEO6528148
LEIMAN-CARBIA, JULIUS RAPHAELCCO2468086

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOMENT MARKETS, LLC

CRD#: 325062

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