Simon W. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Simon William Moore, who also goes by Simon Moore, was a registered financial professional .
Simon is a previously registered financial professional and started their career in finance in 2014. Simon had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2014 - February 5, 2018
FUTUREADVISOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FUTUREADVISOR, INC.
CRD#: 154604 / SEC#: 801-71929
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,011 |
| AUM (Assets Under Management) | $ 648,903,852 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
