Joseph P. Rodriguez
Professional summary
Joseph Paul Rodriguez, who also goes by Joseph Paul Rodriguez, Joseph Rodriguez, is a registered financial advisor currently at MATRIARCH WEALTH MANAGEMENT, LLC located in New York, New York.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Joseph has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Paul Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2024 - Present
MATRIARCH WEALTH MANAGEMENT, LLC
February 5, 2020 - April 1, 2024
UBS FINANCIAL SERVICES INC.
September 13, 2019 - April 1, 2024
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
MATRIARCH WEALTH MANAGEMENT, LLC
CRD#: 327099 / SEC#: 801-128218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/1/2024)
Exams
Series 7TO
Date: 9/13/2019
General Securities Representative ExaminationCurrent Firm
MATRIARCH WEALTH MANAGEMENT, LLC
CRD#: 327099 / SEC#: 801-128218
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 221 |
| AUM (Assets Under Management) | $ 176,055,683 |
Red Flags
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