Scott B. Warren

CHICKASAW CAPITAL MANAGEMENT

Memphis, TN 38119

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CRD#: 6340452

Professional summary

Scott Bolton Warren is a registered financial advisor currently at CHICKASAW CAPITAL MANAGEMENT, LLC located in Memphis, Tennessee and CHICKASAW SECURITIES, LLC located in Memphis, Tennessee.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Scott has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Bolton Warren's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2015 - Present

CHICKASAW CAPITAL MANAGEMENT, LLC

Office #1: 6075 Poplar Ave Suite 720, Memphis, TN 38119

RIA

CRD#: 127398

Memphis, TN

Current

October 20, 2014 - Present

CHICKASAW SECURITIES, LLC

Office #1: 6075 Poplar Avenue, Suite 720, Memphis, TN 38119

CRD#: 128711

Memphis, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHICKASAW CAPITAL MANAGEMENT, LLC

CRD#: 127398 / SEC#: 801-62121

RIA

Registered Investment Advisory firm - (6/12/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Tennessee
(2/5/2015)

IAR

Tennessee
(2/5/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CHICKASAW CAPITAL MANAGEMENT, LLC

CRD#: 127398 / SEC#: 801-62121

RIA

Registered Investment Advisory firm - (6/12/2003 Approved)

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Contact information

Main Address

6075 Poplar Ave Suite 720, Memphis, TN 38119

Mailing Address

Phone number

(901) 537-1866

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CCM ADV PART 2A ANNUAL AMENDMENT (3/28/2025)

Regulatory assets under management

Total Number of Accounts	433
AUM (Assets Under Management)	$ 2,529,750,391

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott B. Warren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Bolton Warren's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHICKASAW CAPITAL MANAGEMENT, LLC

CHICKASAW SECURITIES, LLC

Primary Firm SEC Registration

CHICKASAW CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2015

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2014

FINRA

Current Firm

CHICKASAW CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHICKASAW CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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