Daniel F. Hawthorne

LIGHTHOUSE FINANCIAL

Marblehead, MA

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CRD#: 6340199

Professional summary

Daniel Francis Hawthorne is a registered financial advisor currently at LIGHTHOUSE FINANCIAL, LLC located in Marblehead, Massachusetts.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Daniel has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

On a temporary and transitional basis, Mr. Hawthorne is dually-registered as an Investment Advisor Representative (IAR) with Lighthouse Financial, LLC and as an IAR with Hawthorne Financial Advisors, LLC. 1) Bookkeeping activities, Non-Investment Related, Swampscott, MA. 01907, Business support, 01/2014, Appx. 8 Hrs/Mnth, Provides various business support functions such as bookkeeping and oversight of insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Francis Hawthorne's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2024 - Present

LIGHTHOUSE FINANCIAL, LLC

RIA

CRD#: 314671

Marblehead, MA

Past

June 16, 2014 - October 7, 2024

HAWTHORNE FINANCIAL ADVISORS, LLC

RIA

CRD#: 171569

MARBLEHEAD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2014

Uniform Investment Adviser Law Examination

Current Firm

LIGHTHOUSE FINANCIAL, LLC

CRD#: 314671 / SEC#:

Massachusetts

Registered Investment Advisory firm - (9/29/2021 Approved)

New Hampshire

Registered Investment Advisory firm - (3/18/2025 Approved)

North Carolina

Registered Investment Advisory firm - (10/14/2025 Approved)

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Contact information

Main Address

Marblehead, MA

Mailing Address

Phone number

(617) 962-5275

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	340
AUM (Assets Under Management)	$ 95,629,124

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel F. Hawthorne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Francis Hawthorne's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIGHTHOUSE FINANCIAL, LLC

HAWTHORNE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2014

Current Firm

LIGHTHOUSE FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIGHTHOUSE FINANCIAL, LLC

TRUST BUT VERIFY

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