Mikiel Debary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mikiel Debary was a registered financial professional .
Mikiel is a previously registered financial professional and started their career in finance in 1968. Mikiel had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 15, Series 1, Series 28, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2010 - December 31, 2015
WORLD FIRST FINANCIAL SERVICES, INC.
October 14, 2004 - August 25, 2010
MONARCH FINANCIAL CORPORATION OF AMERICA
October 2, 1992 - June 10, 1996
EASTERN SECURITIES CORPORATION
December 22, 1989 - October 17, 1991
JJC SECURITIES CO., INC.
July 3, 1989 - October 28, 2004
WORLD FIRST FINANCIAL SERVICES, INC.
August 1, 1986 - July 18, 1989
MIKIEL DE BARY SECURITIES CORPORATION
August 9, 1968 - September 17, 1986
WORLD FIRST FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/7/2000
Limited Representative-Equity Trader ExamSeries 15
Date: 3/26/1984
Foreign Currency Options ExaminationSeries 1
Date: 8/7/1968
Registered Representative ExaminationSeries 28
Date: 4/22/1992
Introducing Broker/Dealer Financial Operations Principal ExaminationSeries 40
Date: 8/5/1976
Registered Principal ExaminationCurrent Firm
WORLD FIRST FINANCIAL SERVICES, INC.
CRD#: 1612 / SEC#: , 8-20392
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Bond | 2 |
Red Flags
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