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Mikiel Debary

CRD# 63401·Registered 1968 - 2015
Previously Registered: Being a previously registered professional could mean that Mikiel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mikiel Debary was a registered financial advisor. Mikiel was a previously registered financial professional and started their career in finance 1968 - 2015. Mikiel had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 15, Series 1, Series 28, Series 4 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

WORLD FIRST FINANCIAL SERVICES, INC.·CRD# 1612
BD
New York, NY
July 23, 2010 - December 31, 2015
MONARCH FINANCIAL CORPORATION OF AMERICA·CRD# 23437
BD
New York, NY
October 14, 2004 - August 25, 2010
EASTERN SECURITIES CORPORATION·CRD# 29579
BD
October 2, 1992 - June 10, 1996
JJC SECURITIES CO., INC.·CRD# 3144
BD
December 22, 1989 - October 17, 1991
WORLD FIRST FINANCIAL SERVICES, INC.·CRD# 1612
BD
Staten Island, NY
July 3, 1989 - October 28, 2004
MIKIEL DE BARY SECURITIES CORPORATION·CRD# 16849
BD
August 1, 1986 - July 18, 1989
WORLD FIRST FINANCIAL SERVICES, INC.·CRD# 1612
BD
August 9, 1968 - September 17, 1986

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Current Firm

WF
WORLD FIRST FINANCIAL SERVICES, INC.

MARQUETTE DE BARY CO., INC. | WORLD FIRST FINANCIAL SERVICES, INC. | WORLD FIRST FINANCIAL SERVICES INC | MARQUETTE DE BARY CO., INCORPORATED

CRD#: 1612 / SEC#: 8-20392
BD
Terminated by SEC on 11/26/2024

Contact Information

Established

Delaware since 01/02/1976

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
AUERBACH, BRUCE NEILINTERIM PRESIDENT873052
DESLONDE, JAMES CHARLESCFO/CCO732530

Disclosures

Regulatory Event

2

Bond

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2000

Series 15 — Foreign Currency Options Examination

Passed Mar 1984

Series 1 — Registered Representative Examination

Passed Aug 1968

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Apr 1992About the Series 28 exam

Series 4 — Registered Options Principal Examination

Passed Jul 1978About the Series 4 exam

Series 40 — Registered Principal Examination

Passed Aug 1976

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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