Timothy N. Betts

CETERA INVESTMENT ADVISERS LLC

ALVA, FL

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CRD#: 6339997

Professional summary

Timothy N Betts, who also goes by Timothy N Betts, Timothy Nathaneal Betts, Timothy Betts, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Alva, Florida and CETERA FINANCIAL SPECIALISTS LLC located in Alva, Florida.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Timothy has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy N Betts | Timothy Nathaneal Betts | Timothy Betts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MOON FINANCIAL GROUP; SAME AS REGISTERED LOCATION; NON-INVESTMENT RELATED; MARKETING LEAD GENERATION SERVICES/CAMPAIGNS FOR FINAL EXPENSE INSURANCE ONLY; OWNER; SINCE 03/2025; 40 HRS/MO 2) NAME OF OTHER BUSINESS: FARPOINTE WEALTH ADVISORS LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 9/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy N Betts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

ALVA, FL

Current

September 24, 2025 - Present

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

ALVA, FL

Past

November 3, 2023 - March 25, 2025

CAPITAL ANALYSTS

RIA

CRD#: 162200

Tallahassee, FL

Past

November 1, 2023 - March 25, 2025

LINCOLN INVESTMENT

RIA

CRD#: 519

Tallahassee, FL

Past

October 24, 2023 - March 25, 2025

LINCOLN INVESTMENT

CRD#: 519

Tallahassee, FL

Past

May 19, 2022 - November 2, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

Fort Myers, FL

Past

May 18, 2022 - November 2, 2023

LPL FINANCIAL LLC

CRD#: 6413

Fort Myers, FL

Past

October 18, 2021 - May 25, 2022

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

Fort Myers, FL

Past

October 11, 2021 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

Fort Myers, FL

Past

November 8, 2018 - September 29, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NAPLES, FL

Past

August 6, 2018 - September 29, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NAPLES, FL

Past

June 16, 2016 - September 1, 2016

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

October 27, 2015 - March 18, 2016

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/24/2025)

IAR

Florida
(10/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/6/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/16/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/27/2015

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy N. Betts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy N Betts's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA FINANCIAL SPECIALISTS LLC

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LINCOLN INVESTMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/6/2018

Series 63

Date: 11/16/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/3/2018

Series 6

Date: 10/27/2015

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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