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John Tucker Adams

CRD# 6339922·Registered 2015 - 2022
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Tucker Adams was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2015 - 2022. John had worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

MAINLINE PRIVATE WEALTH, LLC·CRD# 159295
RIA
Wynnewood, PA
May 24, 2016 - September 12, 2022
3ICO SECURITIES LLC·CRD# 173648
BD
Wynnewood, PA
March 28, 2016 - September 12, 2022
CMS INVESTMENT RESOURCES, LLC·CRD# 10102
BD
Wynnewood, PA
January 26, 2015 - May 26, 2017

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Current Firm

MP
MAINLINE PRIVATE WEALTH, LLC

MAINLINE COMPANIES | MAINLINE PRIVATE WEALTH, LLC | MAINLINE INVESTMENTS

CRD#: 159295 / SEC#: 801-72888

Contact Information

Main Address

308 E. Lancaster Avenue Suite 300, Wynnewood, PA 19096

Phone Number

(610) 896-2050

# of Employees

7

Documents

Latest Form ADV

Part 2 Brochures

MAINLINE PRIVATE WEALTH, LLC - FIRM BROCHURE MARCH 30 2023 (3/30/2023)

Regulatory Assets Under Management

Total Number of Accounts

858

AUM (Assets Under Management)

$792,780,123

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALTHOUGH I AM NOT ENGAGED IN ANY OTHER BUSINESS UNRELATED TO MY EMPLOYER, IN CONNECTION WITH MY EMPLOYMENT WITH MAINLINE INVESTMENT PARTNERS, LLC, I AM A REGISTERED PRINCIPAL/FINOP AND CFO FOR MAINLINE SECURITIES LLC, AS WELL AS CFO FOR MAINLINE PRIVATE WEALTH, LLC. PLEASE REFER TO SECTION 12 FOR START DATES AND MORE INFORMATION. I AM ALSO CFO OF MERION REALTY PARTNERS, MERION REALTY ADVISERS, LLC, MAINLINE INVESTMENT ADVISERS, LLC, CMS FUND ADVISERS, LLC AND CMS COMPANIES, AS WELL AS A FINANCIAL OFFICER (TREASURY FUNCTION) OF CERTAIN GENERAL PARTNERS OR MANAGERS OF INVESTMENT-RELATED LIMITED PARTNERSHIPS OR PRIVATE FUNDS THAT ARE SPONSORED BY RELATED PARTIES AND/OR ADVISED BY CMS FUND ADVISERS, LLC, MAINLINE INVESTMENT ADVISERS, LLC OR MERION REALTY ADVISERS, LLC. SPECIFIC INFORMATION ABOUT RELATED PRIVATE FUNDS AND INVESTMENT PARTNERSHIPS CAN BE FOUND ON ADV FORMS OF THE RESPECTIVE SEC-REGISTERED INVESTMENT ADVISERS. ALL OF THE ACTIVITIES DESCRIBED ABOVE ARE INVESTMENT-RELATED. I ALSO SERVE AS AN EXECUTIVE OFFICER OF OTHER COMPANIES RELATED TO THE MAINLINE/MERION ORGANIZATION, INCLUDING MRM RESIDENTIAL MANAGEMENT, A PROPERTY MANAGEMENT COMPANY. ADDRESS OF ALL RELATED COMPANIES IS 308 E. LANCASTER AVENUE, WYNNEWOOD, PENNSYLVANIA. ON AVERAGE ABOUT 80% OF MY TIME IS SPENT ON AFFILIATED BUSINESS ACTIVITIES, AND ONLY 20% ON MAINLINE SECURITIES.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2016About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2015About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2015About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2015About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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