Alexander D. Barker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Diorio Barker was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2014. Alexander had worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2024 - December 2, 2024
GORDIAN GROUP, LLC
June 9, 2023 - March 7, 2024
STEPHENS
August 12, 2019 - June 30, 2022
HOULIHAN LOKEY CAPITAL, INC.
May 18, 2015 - July 5, 2017
ROBERT W. BAIRD & CO. INCORPORATED
August 11, 2014 - May 20, 2015
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 8/12/2019
Investment Banking Registered Representative ExaminationCurrent Firm
GORDIAN GROUP, LLC
CRD#: 24034 / SEC#: , 8-40861
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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